Internal Auditor

About the role

Pinnacle Fund Services is seeking an Internal Auditor to join its Risk & Compliance team. The role supports the Head of Quality Assurance by executing internal audit testing, documenting findings, and helping develop recommendations that improve operational effectiveness and control quality.

Key responsibilities

• Execute assigned internal audit testing in line with approved procedures and methodology.
• Assist in preparing audit planning materials, including risk considerations, testing scope, sample selection, and evidence requirements.
• Identify control gaps, process improvement opportunities, and common themes, escalating significant matters as needed.
• Prepare audit summaries, status updates, and reporting materials for management review.
• Follow up on remediation actions and track management responses to completion.
• Maintain organized, audit‑ready workpapers supporting testing conclusions.
• Support the annual SOC audit by coordinating evidence requests and maintaining documentation.
• Perform the annual AML audit, including scope definition, testing, documentation, and final reporting.
• Assist with the development, review, and maintenance of policies, procedures, and standards.

Required profile

• Team player with a strong work ethic and ability to take initiative in an entrepreneurial environment.
• Commitment to continuous learning and professional development.
• Comfortable working independently on assigned testing areas while collaborating closely with business teams, control owners, and compliance stakeholders.

Required skills